Dreams, yesterday and today: what dream symbols from the Middle Ages and Renaissance can teach us about our present reality. An interview with Valerio Cappozzo.
In this interview, Humanities Watch speaks with Valerio Cappozzo, who has recently edited and illuminated the first comprehensive version of the popular medieval and Renaissance Dream Dictionary (Dizionario dei sogni nel Medioevo. Il Somniale Danielis in manoscritti letterari [The Medieval Dream Dictionary. The Somniale Danielis in Literary Manuscripts], (Florence: Leo S. Olschki 2018). In addition to his work on medieval and Renaissance culture, Cappozzo has written extensively on the twentieth-century Italian authors Carlo Michelstaedter and Giorgio Bassani. He is Assistant Professor of Italian and Director of the Italian Studies Program at the University of Mississippi and Secretary of the American Boccaccio Association.
Humanities Watch: What motivated you to write this book?
Valerio Cappozzo: I started to investigate the theme of dreams in the Middle Ages through the discipline of material philology, which focuses on the object of the manuscript as a whole. Analyzing the entire manuscript helps to reveal the practices and cultures of the society that made it. These are very general terms to frame my approach, and more precisely the theme on which I have been working now for more than a decade: dreams.
I have been focusing on dreams through studying a text, the Dream-book of Daniel the Prophet, which is the most widely circulated and popular dream manual, and attributed to the Prophet Daniel. I observe how this text is bound with other collections in manuscripts produced in the Middle Ages and in the Renaissance. Indeed, I have been reconstructing the Somniale Danielis’ manuscript development with a specific focus on the Italian language tradition, which had been overlooked.
My work presents a dictionary of medieval dream symbols, and is based on editions of codices in Latin and Italian, going from the 9thto the beginning of 16thcentury, and it also includes the first Latin and vernacular printed versions of the Dictionary from 1475 to 1550. The form of the work has its origins in early 4thcentury A.D. Greek manuscripts, and thrived in the Middle Ages mainly in Arabic, Latin, and the European languages. This dictionary of dream symbols contains around 650 different symbols, each of which has many variations, for a total of around 5000 possible interpretations. Such materials can help advance our knowledge of medieval and early modern creativity in relation to the interlinked worlds of imagination and reality.
The Dreambook is a manual to dreams and their interpretations, the most popular of its kind in the Middle Ages. It consists of a list of dream symbols arranged in an alphabetical order, and interpreted as portending something good or evil for a dreamer.
Like medieval bestiaries, dream-books constitute compelling tools to investigate the collective imagination of the Middle Ages and the Renaissance. These manuals were usually structured so that key terms in the text corresponded to the subject of the dream, while the key-words were arranged alphabetically with a concise interpretation of its symbol. The system established both quick and easy access to terms, symbols, and their meanings, and functioned as a convenient guide to the interpretation of dreams. It serves, too, as an important tool for understanding medieval literary as well as other dreams, and for identifying and describing traditional dream images.
I continued to be interested in dreams in the Middle Ages by reading Dante’s Purgatory, in which dreams play a peculiar role: first of all, these dreams are part of a vision, creating a double layer of meaning; second they are a key moment in which the character has the intuition on how to proceed in his path towards Paradise. The key role that dreams play in Dante’s Comedy, and the role of intuition as a form of understanding, brought me to realize that dreams were an investigative tool for the reader.Together with the character, Dante, the reader can anticipate and comprehend the narrative at a deeper level. If in reality dreams were thought as anticipation of the future, in literature as well they can function pretty much in the same way: they reveal what will happen in the rest of the story, or at least they give to the reader those key elements that let you anticipate the narration.
As a result of my studies, I understood more about how dreams were deciphered by common people, and then, of course, how writers, such as Dante and Boccaccio, would use them in their works. Studying dreams helped me understand better the everyday reality of a time period like the Middle Ages.
HW: How does the Dream Dictionary show us life six hundred years ago, and life today?
VC: The most remarkable fact about this dream dictionary is that the red thread of dream interpretation remains pretty much unchanged from antiquity to today. Dreams and their understanding are timeless, so that the Somniale Danielis appears to gather into its sphere some traditional beliefs that may transcend social classes and specific moments in time. This is the reason why it persisted almost unchanged inits structure since the 4thcentury until today; and this is the very reason why,it is used coherently by different poets and scientists in the Middle Ages and in the Renaissance. In fact, dreams are common to every individual – rich or poor, learned or illiterate – and were important keys to interpreting the future of people of all classes.
The more evident change in the history of dream interpretation occurred at the beginning of twentieth century, when Sigmund Freud started working on dreams considered as a potential tool to investigate the deepest part of our personality and our past, and not as a possible prediction of the future thanks to the analysis of external elements. But even after the birth of psychoanalysis, popular dream-books continued to be considered the best way to interpret dreams.The last dream-books I found are in fact on my phone and not in a library! There are several smartphone applications for dream interpretation that are still inspired by the Somniale Danielis. This is a clear sign of continuity.
HW: The manuscripts you have studied combine different fields of knowledge, including literature, astronomy and astrology. How did the premodern world bring together symbols and the stars, the world within and the world above?
VC: The 13thand the 14th centuries are, I believe, the time in which the personal interpretation of the holy text, of literature in general, as well as sciences such as astronomy, alchemy, medicine and divinatory techniques, become the key, the focal point of the philosophical and more generally human speculation before the Renaissance.
The Italian Middle Ages has this characteristic thanks to people like Joachim of Fiore, Saint Francis of Assisi, Emperor Frederick II, Thomas Aquinas, Albert the Great, The School of Santa Croce, and Dante, just to provide a quick timeline. In the second half of the century, the birth of the writing in everyday Italian had clearly a linguistic impact on the transmission of culture, which hastened the end of the feudal system and of church’s cultural control.
The concept of revelation and of interpretation of the scriptures and holy messages is of primary importance in Mediterranean religions. The secularization of this concept becomes the interpretation of one’s own nocturnal revelations, as well as the personal interpretation of literary texts. In the Bible, dreams were deciphered by prophets exclusively; a manual like the Somniale Danielisis a do-it-yourself interpretation of dreams and need mediators no more.
HW: Dante, Petrarch, Boccaccio and Leonardo da Vinci knew and used this dictionary. How might it have influenced their thinking?
VC: Another important aspect of my research is the connection of the dream books with early Italian literature that I was able to observe materially in all the manuscripts I used for my edition. In addition, my research analyzes the overlooked connections between the popular culture of the ‘scientific’ genre of dream-books and medieval Italian poetry from the thirteenth to the fifteenth centuries.These manuscripts associate in fact the Dreambookwith complex, elegant literary texts such as the Vita Nova, the Decameron, the Acerba, that all contain dreams. This literature used dreams as a narrative expedient because it was an element that could be perceived and understood easily and widely.
While the manuscripts I used for the Dictionary are representative of different readers, the trend shared by all is the linkage between the popular form of the dream-book, now combined into a manual, and the development of a new philosophical poetics in the late thirteenth and early fourteenth centuries. Many famous poets – Brunetto Latini, Dante, Cavalcanti, Cecco D’Ascoli, Petrarch, Boccaccio, Antonio Pucci – are particularly well represented in these manuscripts, and it is not a mere coincidence. The reason for the integration of the popular-scientific genre of the Somniale Danielisin these authors’ works can perhaps be explained by the fact that they considered, more than others, the dream tradition from Artemidorus Daldianus (second century A.D.) to the mystical theories of the thirteenth and fourteenth century.
I have identified in one manuscript (MS Riccardiano 1258) the version that will be later published in Florence as the printed Somniale. This Italian version of the Somniale constitutes its most accurate and richest form as far as entries are concerned (a total of 446 dreams). It was published by Lorenzo Morgiani in 1496 and became the most widely circulated dream manual during the Florentine Renaissance. Leonardo da Vinci owned this edition of medieval dream manual and he used it exactly as the medieval poets we just talked about. Leonardo used the Somniale also to interpret his own dreams, as Freud pointed out in his work Leonardo da Vinci and A Memory of His Childhood. Moreover, he maintained the same dream symbology that we find in the Somnialeto write his apocalyptic prophecies.
The Dream Dictionaries are useful tools not only to investigate the imaginary and abstract reality of the Middle Ages, but also to understand better that the reality needed a fantastic element to be better understood, as Leonardo himself wrote: “The eye sees a thing more clearly in dreams than the imagination awake.”
HW: What can the dictionary teach us about ways of understanding the humanities and the sciences today?
VC: For us today, the most important lesson coming from ancient dream interpretation is how fields of knowledge were interconnected, while today they are separated and we are often unable to bridges those boundaries. The dream dictionary may also tell us about how people in the past were connected with their natural world as a whole, listening to it, and reading into it as in a book: something that our post-modernity very often completely ignores, unfortunately. Lastly, the dream dictionary also reminds us, through the practice of dream interpretation, to use our human imagination to decipher and perhaps solve clues that our irrational world offers.
The proliferation of smartphone applications for dream interpretations today should not be considered a sign of, to use Cappozzo’s ill-suited term, « continuity » with the cultural depth-dimension of the Somniale Danielis. Such applications are, on the contrary, a simplistic compendium shortcut to understanding the dream elements of an individual psyche that are, in reality, specific to his biographical history. The symbolism of a given period is internalized differently depending on an individual’s personal experiences and psychological make-up. Already in the 4th century Ibn Shahin noted that the image of handcuffs appearing in a dream could be assigned opposite meanings depending if it appeared in the mind of one disposed toward good or evil.
Dr. G. Heath King
Dear Dr. Heath King,
Thank you for your comment. I think you make an interesting point. This is actually something I have been working on for my book, and I understand how the word ‘continuity’ can seem problematic if comparing the context we live in now with past ones. However, by working on the widely circulated “Somniale Danielis” I have factual evidence for this claim:
Let’s look at this example of a common dream:
1220 B.C. (Egypt)
When you dream about loose teeth, then it indicates the death of a subordinate.
IX-X centuries
Dentes sibi cadere viderit de parentibus suis aliquis morietur significat.
XI-XII centuries
Dentes sibi cadere de parentibus eius aliquis morietur significat.
XIII c.
Cadentes dentibus suis parentibus suis mori significat.
XIV c.
Dentes videre sibi cadere de parentibus aliquis morietur significat.
XV c.
Cadere dentes mori parentes significat.
XVI c. (printed editions)
To lose all your teeth signifies the death of your friend or of one of your relatives.
XVIII c.
To dream a falling tooth signifies the loss of a loved one.
2018 (web)
To see a falling tooth signifies the loss of a loved one.
The way in which we interpret our dreams today has surely changed. Again here I am talking more about a symbolic continuity than the way each of us have interpreted our own dreams, which has changed greatly across time periods. But this is another discourse, that you can find addressed in my book.
Sincerely,
Dr. Valerio Cappozzo
Thank you Dr. Cappozzo for your clarification of your use of the term « continuity; » and the examples from the Somniale Danielis of diversity of dream interpretation based on a given symbol.
I am aware of such valid variations which I why I referred to the « cultural depth dimension » of the manuscript. My point is that in the advanced probe of modern psychoanalysis these examples subdivide and splinter into multiple possible interpretations depending on the particular biographical history of an individual and the cross-reference to other symbols occurring in the same dream or in a sequence of dreams.
There are also crucial cross-fertilizing moments of ‘synchronicity’ with real life occurrences at play in decoding dreams. Jung’s account of the appearance of a Golden Scarab Beetle at a key moment while interpreting a patient’s dream containing the same image is a case in point. The landing of the Beetle on the windowsill of his office afforded Jung the decisive clue in interpreting the symbol in the dream.
Dr. G. Heath King
I should highlight both variations and continuity of symbols through time. The latter repository may be understood as what Jung called trans-historical archetypes. However even within the recurrence of a given imagery there is decisive variation where it flips over into aberrant contraries and opposites.
An example of this is St. Augustine’s use of light as truth, its reappearance in Kierkegaard — and Nietzsche’s abrupt reversal as searing sun to be avoided.
I discuss this in Chap. IV of my book, Existence, Thought, Style: Perspectives of a Primary Relation. The metaphor of light. The light of metaphor. The gradual disassociation of the light metaphor in modern thought
Dr. Kircher wrote the Introduction.